SMT-for-IN3070/committees.org

#+TITLE: SMT for IN3170
#+AUTHOR: Lars Tveito
#+HTML_HEAD: <link rel="stylesheet" type="text/css" href="Rethink/rethink.css" />
#+OPTIONS: toc:nil num:nil html-style:nil

At the Department of Informatics (University of Oslo), all exams are
corrected by a committee consisting of two examiners. For large courses,
there are often many examiners where some wants to correct more than others.
The administration is responsible for forming these committees. Sometimes
there are additional constraints on what examiners can form a committee (the
typical example being that two examiners are professors and two are master
students).

Before digitizing exams at the department, the administration would have
physical copies of the exam to distribute. This would actually make it easier
to form the committees, because the constraints could be handled on the fly.
When digitized, the problem would essentially turn into a math problem which
is not particularly easy to solve.

This is an actual email (in Norwegian) forwarded to me from someone in the
administration:

#+BEGIN_QUOTE
Mine mattekunnskaper er tydeligvis fraværende. Jeg klarer ikke finne en
fornuftig løsning på dette:

| A: | 160 |
| B: | 150 |
| C: | 110 |
| D: |  60 |
| E: |  60 |
| F: |  30 |

Det er snakk om sensur i inf1300 med 283 besvarelser. D og E kan ikke rette
mot hverandre. De bør helst rette mot B eller C.

Har du et bra forslag til meg? Jeg blir GAL. Det var bedre før, da jeg hadde
besvarelsene fysisk å kunne telle ark.

Har du mulighet til å hjelpe en stakkar?

Takk
#+END_QUOTE

Being programmers who have recently heard of this thing called SMT-solving,
we happily research the subject in trying to find a general solution to this
cry for help.

* Satisfiability modulo theories (SMT)

  Satisfiability refers to solving satisfiability problems, i.e. given a first
  order logical formula $\phi$, decide whether or not there exists a model
  $\mathcal{M}$ such that $\mathcal{M} \models \phi$. In general, this is an
  undecidable problem. However, there are theories within first order logic
  that are decidable. SMT solvers can produce models that satisfy a set of
  formulas for many useful theories, some of which are satisfiable.

  The solver we will be using is [[https://github.com/Z3Prover/z3][Z3]].

** Theories

   Example of theories can be the theory of booleans (or propositional logic),
   integers or real numbers with equations and inequations, or other common
   programming concepts like arrays or bitvectors. Z3 supports solving
   constraint problems in such theories. More formally, we define theories as
   follows:

   #+BEGIN_definition
   A theory is a set of first order logic formulas, closed under implication.
   #+END_definition

   We can imagine how this might work. The natural numbers can, for instance,
   be expressed with the Peano axioms.

   1. $\forall x \in \mathbb{N} \ (0 \neq  S ( x ))$
   2. $\forall x, y \in \mathbb{N} \ (S( x ) =  S( y ) \Rightarrow x = y)$
   3. $\forall x \in \mathbb{N} \ (x  + 0 = x )$
   4. $\forall x, y \in \mathbb{N} \ (x + S( y ) =  S( x + y ))$
   5. $\forall x \in \mathbb{N} \ (x \cdot 0 = 0)$
   6. $\forall x, y \in \mathbb{N} \ (x \cdot  S ( y ) = x \cdot y + x )$

   In addition, one axiom is added to formalize induction. Because a theory is
   closed under implication, the theory consists of all true first-order
   propositions that follows from these axioms, which corresponds to the true
   propositions about natural numbers.

   However, in Z3, we don't see such axioms; they just provide the formal
   justification for implementing special solvers for problem domains like
   natural numbers other commonly used theories. In Z3, we could write
   something like this:

   #+BEGIN_SRC z3
   (declare-const a Int)
   (declare-const b Int)
   (declare-const c Int)

   (assert (< 0 a b c))

   (assert (= (+ (* a a) (* b b)) (* c c)))

   (check-sat)
   (get-model)
   #+END_SRC

   This encodes two constraints
   - $\phi_1 = 0 < a < b < c$
   - $\phi_2 = a^2 + b^2 = c^2$
   where $a,b,c$ are whole numbers. Then we ask Z3 to produce a model
   $\mathcal{M}$ such that $\mathcal{M} \models \phi_1 \land \phi_2$, which
   outputs:

   #+BEGIN_EXAMPLE
   sat
   (model
     (define-fun c () Int
       5)
     (define-fun b () Int
       4)
     (define-fun a () Int
       3)
   )
   #+END_EXAMPLE

   The first line ~sat~ indicates that the formula is satisfiable, and produce
   a model where $a^\mathcal{M}=3$, $b^\mathcal{M}=4$ and $c^\mathcal{M}=5$.

** Many-sorted first order logic

   Z3 implements [[http://smtlib.cs.uiowa.edu/papers/smt-lib-reference-v2.6-r2017-07-18.pdf][SMT-LIB]], a standardized syntax and semantics for SMT solvers.
   It's underlying logic is a /Many-sorted first order logic/, where values
   must have an associated sort (which is a basic form of type). Think of it as
   partitioning the domain, where each sort corresponds to a part. A signature
   in a many-sorted first logic is defined as follows.

   #+BEGIN_definition
   A signature $\Sigma = (S, F, P)$ consists of a countable set of
   - Sorts $S$.
   - Function symbols $F$, where each member is a function symbol $f$ with an
     associated type $s_1 \times \dots \times s_n \to s$, where $s \in S$ and
     $s_1, \dots, s_n \in S$. Constants are simply zero-arity function symbols.
   - Predicate symbols $P$, where each predicate has an associated type $s_1
     \times \dots \times s_n$. We assume an equality $=_s$ predicate with type
     $s \times s$ for all sorts in $S$.
   #+END_definition

   The equality relation will be denoted $=$, letting the sort remain implicit.

   For example, the signature for the integers can be formalized as
   $\Sigma_{int} = (S_{Int}, F_{Int}, P_{Int})$ where
   - $S_{Int} = \{Int\}$
   - $F_{Int} = \{0, 1, +, -, *\}$ where the constant symbols $0, 1$ has a type
     signature $\to Int$ and the function symbols $+,-,*$ has a type signature
     $Int \times Int \to Int$.
   - $P_{Int} = \{<, =\}$ where the predicate symbols $<, =$ has type signature
     $Int \times Int$.

* Back to the problem

  We have 283 exams. Every exam must be corrected by a committee consisting of
  two examiners. Each examiner has an associated capacity of exams they want to
  correct. Examiners D and E can't be in the same committee, and should rather
  be in committee with B or C. We prefer a smaller number of committees.

  We use the [[https://ericpony.github.io/z3py-tutorial/guide-examples.htm][Python API for Z3]]. Create a Python file and populate it with:

  #+BEGIN_SRC python :tangle committees.py
  from z3 import *
  #+END_SRC

  This allows us to generate instances with Python that Z3 can solve.

** Instances

   Let's formulate an instance as a four-tuple $(N, C, S, A)$ where
   - $N$ is the number of exams to correct
   - $C$ is a list of capacities, where each examiner is identified by
     their position of the list
   - $S$ is a mapping from a single examiner to a set of examiners they /should/ form a committee with
   - $A$ is a symmetric relation, relating examiners that we should /avoid/
     placing in the same committee

   We define a committee as a set of exactly two examiners (identified by their
   index in the list of capacities).

   The instance, described in the introduction, can be represented with the
   following Python code:

   #+BEGIN_SRC python :tangle committees.py
   def example_instance():
       N = 283
       #    A    B    C    D   E   F
       C = [160, 150, 110, 60, 60, 30]
       S = {3 : {1, 2}, 4 : {1, 2}}
       A = {frozenset([3, 4])}
       return (N, C, S, A)
   #+END_SRC

** Constraint modeling

   We need to capture our intention with first-order logic formulas, and
   preferably quantifier-free. In the context of SMT-solving, quantifier-free
   means that we only try to solve a set of constraints where no variable is
   bound by a quantifier; these are usually much easier to solve. Rather, we
   use a finite set of constant symbols, with some associated sort, and try to
   find an interpretation for them.

   The end result needs to be a set of committees, where each committee
   consists of two examiners with a number of exams to correct. An important
   part of finding a reasonable encoding is to balance what part of the problem
   should be solved with Python and what should be solved by the SMT-solver. My
   experience is that a good rule of thumb is to move as much structural
   complexity to Python and encode the Z3 instance with simple structures.

** Modeling committees

   A natural encoding could be modeling a committee as an integer constant,
   where the value assigned to a committee corresponds to the number of exams
   they correct. If the committee don't are not assigned any exams, we discard
   it completely. It is quite easy to compute all possible committees, and make
   one integer constant for each of them.

   Let's write a function that takes a list of capacities, and return a
   dictionary, associating committees to their corresponding integer constant.
   Remember that we represent a committee as a set of exactly two examiners.

   #+BEGIN_SRC python :tangle committees.py
   def committees(C):
       cs = {frozenset([i,j])
             for i in range(len(C))
             for j in range(i+1, len(C))}
       return {c : Int(str(c)) for c in cs}
   #+END_SRC

** Capacity constraints

   Now we must ensure that no examiner receives more exams than their capacity.
   Given an examiner $i$, where $0 <= i < |C|$, we let $c_i$ denote the set of
   all committees $i$ participates in. Then $\sum{c_i} <= C[i]$, i.e. the sum
   of the exams corrected by committees in $c_i$ does not exceed the capacity
   of the examiner $i$. We write a function that encodes these constraints.

   #+BEGIN_SRC python :tangle committees.py
   def capacity_constraint(comms, C):
       return [sum(comms[c] for c in comms if i in c) <= C[i]
               for i in range(len(C))]
   #+END_SRC

   Because we are modeling committees as integers, we have to be careful not to
   allow committees correcting a negative number of exams.

   #+BEGIN_SRC python :tangle committees.py
   def non_negative_constraint(comms):
       return [0 <= comms[c] for c in comms]
   #+END_SRC

   The $S$ relation is sort of odd. That one examiner /should/ form a committee
   with someone they relate to by $S$. Let's interpret it as $e_1$ should not
   form a committee to someone they are not related to by $S$.

   #+BEGIN_SRC python :tangle committees.py
   def should_correct_with_constraint(comms, S, C):
       examiners = set(range(len(C)))
       return [comms[frozenset([i, j])] == 0
               for i in S
               for j in examiners - S[i]
               if j != i]
   #+END_SRC

   The $A$ relation is similar, and easier.

   #+BEGIN_SRC python :tangle committees.py
   def avoid_correct_with_constraint(comms, A):
       return [comms[frozenset([i, j])] == 0 for i, j in A]
   #+END_SRC

   Each committee will correct their exams to times, so if the sum of all the
   committees is $N$, then all exams have been corrected twice. Let's encode
   that as a constraint.

   #+BEGIN_SRC python :tangle committees.py
   def all_corrected_constraint(comms, N):
       return [sum(comms.values()) == N]
   #+END_SRC

   Let's collect all the constraints in a single list.

   #+BEGIN_SRC python :tangle committees.py
   def constraints(instance):
       N, C, S, A = instance
       comms = committees(C)
       return (capacity_constraint(comms, C) +
               non_negative_constraint(comms) +
               all_corrected_constraint(comms, N) +
               should_correct_with_constraint(comms, S, C) +
               avoid_correct_with_constraint(comms, A))
   #+END_SRC

** Invoking Z3

   Now that we have functions that model our problem, we can invoke Z3.

   #+BEGIN_SRC python :tangle committees.py
   def check_instance(instance):
       s = Solver()

       s.add(constraints(instance))

       s.check()
       return s.model()
   #+END_SRC

   Calling ~check_instance(example_instance())~ returns a model:

   #+BEGIN_EXAMPLE
   [frozenset({0, 1}) = 83,
    frozenset({0, 2}) = 47,
    frozenset({0, 5}) = 30,
    frozenset({2, 3}) = 0,
    frozenset({1, 2}) = 3,
    frozenset({1, 3}) = 60,
    frozenset({2, 5}) = 0,
    frozenset({1, 5}) = 0,
    frozenset({2, 4}) = 60,
    frozenset({4, 5}) = 0,
    frozenset({0, 4}) = 0,
    frozenset({3, 5}) = 0,
    frozenset({3, 4}) = 0,
    frozenset({0, 3}) = 0,
    frozenset({1, 4}) = 0]
   #+END_EXAMPLE

   This is not especially readable, so let's write a quick prettyprinter.

   #+BEGIN_SRC python :tangle committees.py
   def prettyprint(m):
       for k in m:
           cname = k.name()[10:-1]
           cval = m[k].as_long()
           if cval > 0:
               print(cname + ':', cval)
   #+END_SRC

   This outputs the something like:

   #+BEGIN_EXAMPLE
   {0, 1}: 23
   {0, 2}: 110
   {0, 5}: 23
   {1, 3}: 60
   {1, 5}: 7
   {1, 4}: 60
   #+END_EXAMPLE

   Note the /something like/. There are multiple ways to satisfy this set of
   constraints, and Z3 only guarantees to provide /some/ solution (if one
   exists).

* Optimization

  So far, we have found a way to model the problem and satisfy all the
  constraint. However, it is preferable to have fewer committees, because all
  committees have to discuss the exams, causing administrative overhead. Z3
  also provides optimization, meaning that we can find a smallest or largest
  solution for numeric theories.

** Minimize committees

   In our case, we want to minimize the number of committees.

    #+BEGIN_SRC python :tangle committees.py
    def minimize_committees(comms):
        return sum(If(0 < comms[c], 1, 0) for c in comms)
    #+END_SRC

    Now we can invoke Z3, using an ~Optimize~ instance and adding our
    minimization constraint.

    #+BEGIN_SRC python :tangle committees.py
    def optimize_instance(instance):
        o = Optimize()

        o.add(constraints(instance))
        o.minimize(minimize_committees(committees(instance)))

        o.check()
        return o.model()
    #+END_SRC

    There is still more than one way to satisfy this model, but we are
    guaranteed to get a minimal number of committees (which is 6 in our
    example).

    #+BEGIN_EXAMPLE
    {2, 3}: 56
    {0, 1}: 137
    {2, 5}: 7
    {0, 5}: 23
    {2, 4}: 47
    {1, 4}: 13
    #+END_EXAMPLE

** COMMENT Implementation draft

   #+BEGIN_SRC python
   N, C, S, A = instance = example_instance()

   comms = committees(C)

   s = Solver()

   s.add(capacity_constraint(comms, C))
   s.add(non_negative_constraint(comms))
   s.add(all_corrected_constraint(comms, N))
   s.add(should_correct_with_constraint(comms, S, C))
   s.add(avoid_correct_with_constraint(comms, A))

   s.check()
   print(s.model())
   #+END_SRC

* COMMENT Local variables
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  # eval: (add-hook 'after-save-hook 'org-html-export-to-html nil t)
  # End: